韩国券商SpaceX IPO没拿到股票
韩国券商因误解未提交散户订单,在SpaceX IPO中零获配股票并致歉。
关键事实
- 事件核心:韩国券商Mirae(未来资产)成为23家承销商中唯一未获得SpaceX IPO股票分配的公司 [1]。
- 失败原因:Mirae内部误解,认为已提交客户订单,但纽约银行方视其为“零散户订单”,因此分配了零股 [1]。
- 官方回应:Mirae向参与认购的客户鞠躬道歉,称带来了不幸且沉重的消息 [1]。
监管与后续
- 监管介入:首尔监管机构尚未公布正式检查结果,该流程比金融监督院(FSS)的常规审查更严格,可能导致制裁 [1]。
- 监管态度:韩国金融委员会主席Lee Chan-jin表示至今“难以理解”为何Mirae未获配股票,并预期韩国专业投资者理应获得分配 [1]。
社区反应
- 网友观点:@richardfatman 评论称“世界就是个大草台班子”,讽刺此次低级失误 [2]。
https://www.bloomberg.com/news/articles/2026-06-30/spacex-ipo-left-korea-broker-with-no-shares-on-misunderstanding?srnd=homepage-americas /uploads/short-url/amWS9YToYWL82q9SRkqy9XrfFc7.jpeg?dl=1 as the only one of 23 underwriters to receive no stock allocation in SpaceX’s IPO Mirae responded to that request believing it had placed its clients’ orders, according to some of the people, who are familiar with the firm’s thinking. In other words, the New York-based banks viewed Mirae as having submitted zero retail orders, and ultimately allocated it zero retail shares, according to the people. “We bow our heads in apology for delivering such unfortunate and heavy news to customers who participated in the SpaceX IPO subscription with great interest and anticipation,” Regulators in Seoul haven’t yet disclosed the findings of their inspection — a more formal process than a review in the FSS’ practice and one that could lead to sanctions. Lee Chan-jin, the head of the watchdog, told reporters on June 22 that he found it “incomprehensible even now” that Mirae ended up with no shares and had expected that Korean professional investors would “of course” win allocation.
世界就是个大草台班子